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Financial Services Ethics: Why Good People do Dumb Things

Walking into federal prison was not something that something that former CPA Scott London or I ever imagined for ourselves.  Yet both of us, as financial services professionals, paid the ultimate price – the loss of our license and new title – convicted felon – for our financial services ethics violations.  Ethical lapses don’t start big!  Yet, so many times when I talk with financial services financial services ethicsassociations, there is a very real expectation that “ethics” programs will be boring and are needed but really unwanted.  Financial services ethics programs don’t have to be boring and are needed now more than ever.

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Posted by Chuck Gallagher in Financial Services and tagged , , , , , , , , ,